—  This article by Jerry Cates, published on 19 November 2011, was last revised on 29 April 2012. © Govinthenews Vol 2:11(2). ——————————— Fraudulent trading in securities is succinctly defined in title 17 of the Commodity and Securities Exchanges, part 240 of the  general rules and regulations of the Securities Exchange Act of 1934, subpart A, which ...

— This article, written by Jerry Cates, is a work in progress that was first published on 19 November 2011, and was last revised on 29 April 2014. —————————– The reader is invited to study the material in the following references, to get a foundational frame of reference on which to base an informed opinion on ...